On 26 November 2021, the UK Financial Conduct Authority (“FCA”) published its third policy statement (PS21/17) setting out its final rules to introduce its Investment Firms Prudential...
Stay updated with breaking news from Binding Technical Standards. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
On 26 November 2021, the UK Financial Conduct Authority (“FCA”) published its third policy statement (PS21/17) setting out its final rules to introduce its Investment Firms Prudential...
Financial Services Act - The UK’s departure from the EU at the end of the transition period has significant implications for the regulation of financial institutions. In June 2020, the...
Recent UK and EU regulatory developments of interest to financial institutions and markets. Contents: UK Money Markets Code updated by BoE UK Listing Review: government response UK EMIR: trade association letter on use of EEA UCITS as collateral MiFID: European Commission adopts Delegated Regulation correcting MiFID Delegated Regulation (EU) 2017/565 EMIR and SFTR: ESMA reports on quality of data published LIBOR transition: FMSB case studies for conduct risk in back book transition Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 The Recognised Auction Pl...
a multilateral MoU with EU and EEA NCAs covering supervisory cooperation, enforcement and information exchange between UK and EU/EEA national supervisors in the field of insurance regulation and supervision; an MoU with the European Insurance and Occupational Pensions Authority (EIOPA) covering information exchange and mutual assistance between the UK authorities and EIOPA in the field of insurance regulation and supervision; an MoU with the European Banking Authority (EBA) covering information exchange and mutual assistance between the UK authorities and the EBA in the field of banking; and ...