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Looming Regulation Could Impact the Use of Alternative Investments

Anya Coverman, president and CEO of the Institute for Portfolio Alternatives, talks about policies that could stem advisors’ ability to use alts. ....

United States , Dodd Frank , Gen Xers , Anya Coverman , Institute For Portfolio Alternatives , Portfolio Alternatives , Breg Flex , Regulation Best Interest , Blue Owl ,

IAA Asks the SEC to Redefine 'Small Advisors'

The IAA is urging the SEC to change its "small business" definition to be based on employee headcount instead of assets under management. ....

Gail Bernstein , Karen Barr , Investment Adviser Association , While Congress , Counsel Gail Bernstein , Breg Flex , Entity Update ,

SEC Regulatory Agenda Showcases Important Rules by Fall 2023 | Goodwin

SEC Regulatory Agenda Showcases Important Rules by Fall 2023 | Goodwin
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