SEC Reiterates Warnings on Marketing Rule
The SEC's new risk alert reiterates that the commission is "not kidding" about marketing rule violations, according to the head of one vendor.
Source: wealthmanagement.com
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WealthStack: How Advisors Can Use Online Reviews with Brian Thorp
Wealthtender's Brian Thorp breaks down what the latest SEC marketing rule means for advisors.
Source: wealthmanagement.com
Top 9 Financial Terms You Must Know In 2023, According To Experts
Educators from TPR Teaching teamed up with financial experts across the United States to teach us the most important financial terms you must know in 2023 and beyond.
Source: valuewalk.com
Wealthtender Announces Partnership with Abundo Wealth for Financial Advisor Ratings and Reviews to Coincide with One Year Anniversary of SEC Marketing Rule
Houston, Texas (PRWEB) May 04, 2022 -- Wealthtender, the industry’s first rating and review website built for compliance with the SEC Marketing Rule,
Source: prweb.com
Wealthtender Launches Industry's First Financial Advisor Review Platform Designed to be Fully Compliant with New SEC Marketing Rule
Wealthtender Launches Industry's First Financial Advisor Review Platform Designed to be Fully Compliant with New SEC Marketing Rule News provided by Share this article Share this article HOUSTON, May 4, 2021 /PRNewswire/ -- After 60 years of regulatory prohibition, financial advisors now have a powerful new tool to grow their business thanks to the Securities and Exchange Commission (SEC) and the launch of Certified Advisor Reviews™ from Wealthtender. Beginning today, the SEC Investment Adviser Marketing rule 1 offers financial advisors the opportunity to modernize their marketing activiti...
Source: prnewswire.com