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Your retirement plan has to answer many questions, with the most important one being: Where am I going to live? You might chat with current retirees or research popular destinations to help you...
The SEC marketing rule can be complicated but the agency's exam sweep on compliance with the rule is straightforward.
UNest, which focuses on helping parents save for their children, is stepping into the advisor marketplace by partnering with Wealthtender.
We have become a reviews-based culture, whether we are shopping for cars, technology, or services and shopping for an advisor will soon follow.
Now that advisors have the latitude to use customer testimonials, the SEC is emphasizing that area in exams, it said in an alert.