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The US Securities and Exchange Commission (SEC) warned that American accounting firms need to be cautious about taking on New York-listed Chinese companies as new clients, Bloomberg reported on Wednesday. The SEC asked US firms to fully vet their clients before engaging them, the report said.
In its complaint, SEC said that crypto tokens AMP, RLY, DDX, XYO, RGT, LCX, POWR, DFX, and KROM are unregistered securities.
The US Securities and Exchange Commission (SEC) is working to get some crypto lending companies properly registered if they operate more as investment firms, the head of the Wall Street regulator told CNBC in an interview on Thursday.
Neel Maitra, formerly a fintech and cryptocurrency specialist with the US SEC, has joined Wilson Sonsini Goodrich & Rosati as a Partner in Washington DC.
The US Securities and Exchange Commission (SEC) said that it had filed fraud charges against EIA All Weather Alpha Fund I Partners LLC and its owner, Andrew M. Middlebrooks.