FINRA Temporarily Withdraws Broker Expungement Rule from SEC
The FINRA rule would have made several changes to the broker expungement process, including establishing "specialized arbitration panels" for such requests.
Source: wealthmanagement.com
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FINRA Statement On Temporary Withdrawal Of Specialized Arbitrator Roster Rule Filing
<p><span>Following consultations with the SEC staff, we temporarily </span><a href="https://www.finra.org/rules-guidance/rule-filings/sr-finra-2020-030">withdrew</a><span> from SEC consideration our rule filing establishing specialized arbitration panels for expungement requests so that we can further consider whether modifications to the filing are appropriate.</span></p>
Source: mondovisione.com
Finra withdraws expungement reform proposal
Finra halted an effort to reform the process by which registered representatives can remove customer disputes from their records Friday.
Source: investmentnews.com