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Ref. D.I. 12, 13, 58, 61, 62, 63, 79, 89, 90, 91, 135, 175, 177, 207, 215, 222, 225, 226, 237, 238, 239, 249 & 254 ...
Re: D.I. 616, 823, 848, 884 FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER ...
The idea of diagonal parking along Main Street emerged during the April 3 council meeting when concerns about the loss of parking that would result from the streetscape bump outs were addressed.
The SEC proposed amendments to rules governing beneficial ownership reporting under SEA Sections 13(d) ("Reports by Persons Acquiring More Than Five per Centum of Certain Classes of Securities") and 13(g) ("Statement of Equity Security Ownership").
The SEC proposed amendments to agency rules governing beneficial ownership reporting. Also, FINRA covered twenty-one different topics related to a firm's core compliance responsibilities. FINRA added five new topics since last year's report.