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D&I in FS: new rules and guidance on non-financial misconduct | Allen & Overy LLP - Vimarsana News

D&I in FS: new rules and guidance on non-financial misconduct | Allen & Overy LLP

Published: December 13, 2023

The FCA is focused on reducing non-financial misconduct to enhance the reputation of the UK financial services sector. Spurred on by positive levels of engagement with its 2021...

Source: jdsupra.com
Related Topics:
United KingdomAllen OverySenior Management FunctionCertification FunctionSenior PersonnelUpper TribunalSenior ManagersCertification RegimeConduct RulesIndividual Conduct RuleConduct RuleSenior Manager
AI in UK Financial Services - What's on the Horizon? | Latham & Watkins LLP - Vimarsana News

AI in UK Financial Services - What's on the Horizon? | Latham & Watkins LLP

Published: November 1, 2023

As regulatory thinking evolves, firms must ensure that any current or planned use of AI complies with regulatory expectations. As financial services firms digest FS2/23,...

Source: jdsupra.com
Related Topics:
United KingdomNikhil RathiPayment Services RegulationsDigital Regulation Cooperation ForumFinancial ServicesAi Public Private ForumAlan Turing InstituteLatham WatkinsFeedback StatementArtificial IntelligenceMachine LearningDiscussion PaperWhite PaperInformation CommissionerMarkets AuthorityDigital HubChief ExecutiveConsumer DutyEquality ActCompetition ActMoney Laundering RegulationsSenior ManagersCertification FunctionMarkets Act