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Wellington man agrees to $1 million penalty after SEC insider trading charges - Vimarsana News

Wellington man agrees to $1 million penalty after SEC insider trading charges

Published: August 3, 2023

Charles Rustin Holzer, 54, of Wellington, agreed to a civil penalty of more than $1 million, three times his unlawful insider trader profits, to settle charges by Securities and Exchange Commission.

Source: wptv.com
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SEC Charges Florida Investment Adviser a Second Time for Insider Trading - Vimarsana News

SEC Charges Florida Investment Adviser a Second Time for Insider Trading

Published: August 2, 2023

The Securities and Exchange Commission today filed insider trading charges against Charles Rustin Holzer, a family office executive and former broker who last…

Source: biztoc.com
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