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The U.S. Securities and Exchanges Commission on Tuesday said it had charged BlackRock Advisors LLC with failing to accurately describe investments in the entertainment industry for which it has agreed...
From 2015 to 2019, one of BlackRock's trusts made investments in Aviron Group LLC, a firm that developed advertising plans for films, the SEC said. BlackRock inaccurately described the firm to investors, regulators said. In 2019, the asset manager identified the inaccuracies and accurately described the investments from them, the SEC said.
VALHALLA, N.Y., Oct. 23, 2023 (GLOBE NEWSWIRE) -- USI Insurance Services (“USI”), a world leader in risk management, employee benefit and retire...
The head of the U.S. Justice Department's team in Washington tasked with prosecuting market manipulation and fraud has left the agency to join a law firm focused on business litigation....
The U.S. Commodity Futures Trading Commission's top cop on Tuesday said he wants to dispel this myth that the agency goes easy on wrongdoers, detailing new policies aimed at hiking the potential costs... -October 17, 2023 - MarketScreener