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SEC Releases Risk Alert Regarding Compliance Issues With Identity Theft Prevention Programs Under Regulation S-ID - Securities - Vimarsana News

SEC Releases Risk Alert Regarding Compliance Issues With Identity Theft Prevention Programs Under Regulation S-ID - Securities

On December 5, 2022, the Division of Examinations (EXAMS) of the Securities and Exchange Commission (SEC) issued a Risk Alert regarding recently observed compliance issues with respect to Regulation S-ID.

Source: mondaq.com
SEC Releases Risk Alert Regarding Compliance Issues With Identity Theft Prevention Programs Under Regulation S-ID | Lowenstein Sandler LLP - Vimarsana News

SEC Releases Risk Alert Regarding Compliance Issues With Identity Theft Prevention Programs Under Regulation S-ID | Lowenstein Sandler LLP

On December 5, 2022, the Division of Examinations (EXAMS) of the Securities and Exchange Commission (SEC) issued a Risk Alert regarding recently observed compliance issues with respect...

The U.S., EU, And UK Implement New $60 Price Cap Related To Russian Oil - Export Controls & Trade & Investment Sanctions - Vimarsana News

The U.S., EU, And UK Implement New $60 Price Cap Related To Russian Oil - Export Controls & Trade & Investment Sanctions

Following the initial announcement in September 2022 by the Group of Seven Nations ("G7") that they would set a price cap on Russian-origin oil and petroleum products, the U.S., the EU, and the UK...

Source: mondaq.com
SEC Proposes Rule Requiring Service Provider Due Diligence and Monitoring by Registered Investment Advisers | Lowenstein Sandler LLP - Vimarsana News

SEC Proposes Rule Requiring Service Provider Due Diligence and Monitoring by Registered Investment Advisers | Lowenstein Sandler LLP

On October 26, the Securities and Exchange Commission (SEC) issued a rule release (Release) that proposed new and amended rules (Proposed Rule) under the Investment Advisers Act of...

Germany prohibits sale of two companies to Chinese investors – FDI scrutiny in full swing | White & Case LLP - Vimarsana News

Germany prohibits sale of two companies to Chinese investors – FDI scrutiny in full swing | White & Case LLP

In an unprecedented double-strike, the German government recently blocked two transactions pertaining to Chinese investments in German semiconductor facilities. Just two weeks before,...