All about Trusted Contact Persons and Temporary Holds - Victoria Times Colonist
Financial advisors now have additional tools to protect clients from scams: Trusted Contact Person and Temporary Holds.
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Financial advisors now have additional tools to protect clients from scams: Trusted Contact Person and Temporary Holds.
Rules will evolve as regulators give extra guidance and lawyers become familiar with industry norm
The requirement to put clients’ interests first “reinforces the importance of suitability”
<p><span>The Investment Industry Organization of </span><span class="xn-location">Canada</span><span> (IIROC) today published its </span><a target="_blank" rel="nofollow" href="https://c212.net/c/link/?t=0&l=en&o=3178991-1&h=986863379&u=http%3A%2F%2Fwww.iiroc.ca%2Fdocuments%2F2021%2F5b59337b-2dd6-462b-9820-c94d9f001cd2_en.pdf&a=fiscal+year+2022+Priorities">fiscal year 2022 Priorities</a><span>. The Priorities focus around four ke...