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Court resurrects fiduciary duty claim against investment advisors

Decision should be a 'wake-up call' to advisors: lawyer

Michael mckiernanJavier sanchezJohn fabelloKate findlayNancy mehradOntario superior courtMutual fund dealers association of canadaAird berlisInternational capital management incOntario divisional courtDivisional courtInternational capital managementMutual fund dealers associationSuperior courtAppeal courtRegistrant law

Surging penalties for pre-signed forms contested for first time

Decisions on sanctions will serve as benchmarks for future settlement

Michelle schriverZachary pringleBabin bessner spryNational magazineMutual fund dealers association of canadaMutual fund dealers associationNational magazine awards

Canadian Investment Regulatory Organization authorized to grant Financial Advisor title

The title is now restricted to professionals meeting minimum proficiency and education standards

Huston lokeAndrew krieglerInvestment industry regulatory organization of canadaOntario securities commissionMutual fund dealers association of canadaFinancial advisorExecutive vice presidentMarket conductInvestment industry regulatory organizationMutual fund dealers associationCanadian securities administratorsCanadian investment regulatory organizationFinancial advisor

CIRO proposes personal corporations for reps

SRO consults on options for resolving long-standing regulatory disparity

James langtonMutual fund dealers association of canadaCanadian investment regulatory organizationMutual fund dealers associationCanadian securities administrators

CIRO proposes personal corporations for reps | Investment Executive

SRO consults on options for resolving long-standing regulatory disparity

Mutual fund dealers association of canadaMutual fund dealers associationCanadian securities administrators

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