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Tribunal asked to pause OSC's Bridging case

Lawyers for firm's founder seek adjournment amid unpaid legal bills

David-sharpe , Andrew-mushore , James-langton , Natasha-sharpe , Ontario-securities-commission , Pricewaterhousecoopers-inc , Ontario-superior-court , Capital-markets-tribunal , Bridging-finance ,

Fund sales slip in March, but assets rise: IFIC

ETFs outperform mutual funds in both net sales, asset gains

Canada , James-langton , Investment-funds-institute-of-canada , Investment-funds-institute ,

U.S. election outcome looms large for Canada

Risk of a trade war, inflation, higher interest rates accompanies U.S. vote

Canada , United-states , China , Canadian , James-langton , Scotiabank , President-biden ,

Nature, workforce risks next on ISSB's agenda

Standards setter defines its policy direction beyond climate disclosures

James-langton , Emmanuel-faber , Task-force-on-financial-disclosures , International-sustainability-standards-board , Task-force , Nature-related-financial-disclosures ,

Court certifies crypto class action against Binance

Suit alleges that retail investor trades violated securities law

Canada , Canadian , James-langton , Ontario-securities-commission , Ontario-superior-court , Binance-holdings-ltd , Superior-court , Binance-holdings ,

FSRA disciplinary disclosure faces legal challenge

Ontario court allows bid for judicial review of enforcement practices

Canada , James-langton , Ontario-superior-court , Financial-services-tribunal , Supreme-court , Financial-services-regulatory-authority-of-ontario , Financial-services-regulatory-authority ,

CIRO seeks stiffer enforcement sanctions

SRO proposes doubling maximum fines, toughening suspensions

Canada , Canadian , James-langton , Ombudsman-for-banking-services , Us-financial-industry-regulatory-authority , Canadian-investment-regulatory-organization , Industry-regulatory-authority , Banking-services ,

OSC hikes fees for crypto firms

Regulator adopts new charges to cover added costs on overseeing crypto sector

James-langton , Ontario-securities-commission ,

Former rep banned for selling fake investment

Retirees were duped for almost a decade, SRO finds

Canada , Abbotsford , British-columbia , United-kingdom , Canadian , British , Alvinder-singh-gill , James-langton , Canadian-investment-regulatory-organization , Sun-life-financial-services-inc , Canada-life-assurance-co , Greynote-group-financial-services

CIRO sketches three-year strategic vision

Expanding access to advice, standardizing KYC data collection, on SRO’s agenda

Canada , Canadian , Andrew-kriegler , James-langton , Canadian-investment-regulatory-organization , Canadian-securities-administrators ,