Live Breaking News & Updates on Commissioner Pearce

On August 23, the Securities and Exchange Commission (SEC) adopted new rules (Adopting Release) for private fund advisers under the Investment Advisers Act of 1940, as amended (Advisers. ....

Hesterm Peirce , Lisa Crossley , Genna Garver , National Society Of Compliance Professionals Apr , Fund Audit Rule , Fund Advisers , Fund Table , Fund Adviser , Investment Company , Exchange Commission , Seeprivate Fund Advisers , Adopting Release , Investment Advisers Act , Advisers Act , Advisers Act Rules , Statements Rule , Regulations X , Custody Rule , Safeguarding Rule , Led Secondaries Rule , Activities Rule , Restricted Activities , Treatment Rule , Commissioner Pearce , Preferential Treatment , Preferential Treatment Rule ,