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SEC, CFTC chiefs press lawmakers to approve budget requests

SEC, CFTC chiefs press lawmakers to approve budget requests
pionline.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from pionline.com Daily Mail and Mail on Sunday newspapers.

The Morning Risk Report: Private-Equity Giants Near Settlements With SEC Over Texting Violations

The Morning Risk Report: Private-Equity Giants Near Settlements With SEC Over Texting Violations
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J.P. Morgan Securities to pay $200 million to settle CFTC charges of supervision failures

The Commodity Futures Trading Commission on Thursday said it simultaneously filed and settled charges against J.P. Morgan Securities LLC.

CFTC, J.P. Morgan Securities Settle Charges of Supervision Failures

CFTC, J.P. Morgan Securities Settle Charges of Supervision Failures
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