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Mass Ave Global fined $350K for compliance, communication lapses

Mass Ave Global agreed to pay $350,000 for alleged failures that led the investment adviser to make false and misleading statements to investors, according to the Securities and Exchange Commission. ....

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SEC.gov | BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product

SEC.gov | BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Troy Murray , Tyler Ward , Gurbirs Grewal , Osman Nawaz , Armita Cohen , Lawrence Renbaum , Gregory Smolar , Division Of Enforcement , Exchange Commission , Division Of Enforcement Complex Financial Instruments Unit , Investment Company , Securities Act , Investment Company Act , Complex Financial Instruments Unit , Crypto Assets ,

Ex-SEC Official Comments on Ripple Ruling, Says Howey Test Wasn't Designed to Address Secondary Market Sales

Former SEC official Daniel Michael and a group of legal experts comment on the Ripple ruling, emphasizing that the Howey test was not designed to address… ....

Daniel Michael , Enforcement Division Complex Financial Instruments Unit , Complex Financial Instruments Unit , Reaking News ,