The New DOL Fiduciary "Rule" For Investment Advisers and Broker-Dealers and the December 20 Deadline: The Time to Act is Now | Faegre Drinker Biddle & Reath LLP
The DOL’s new fiduciary “rule” became effective on February 16, 2021. The rule is a combination of a new and expansive definition of fiduciary advice (and status) and an exemption from...
Source: jdsupra.com