Understanding DOL Prohibited Transaction Exemption
Department of Labor DOL continues to require completion of Retrospective Review for Prohibited Transaction Exemption to detect and prevent Impartial Conduct Standard
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Department of Labor DOL continues to require completion of Retrospective Review for Prohibited Transaction Exemption to detect and prevent Impartial Conduct Standard
On April 23, 2024, the Department of Labor (DOL) released its Retirement Security Rule (the Final Rule) representing the latest chapter in a long effort by the DOL to (1) expand the definition...
The Department of Labor wrote its new fiduciary focused Retirement Security Rule with a big focus on surviving a court challenge.
On April 23, 2024, the U.S. Department of Labor (“DOL” or “Department”) issued a final regulatory package amending its fiduciary investment advice regulation and revising numerous...
On April 25, 2024, the U.S. Department of Labor (“DOL”) published its much-anticipated final regulation on the definition of “fiduciary” under section 3(21)(a)(ii) of the Employee...