John Moret: Lessons from Sipp history for the new Consumer Duty
As advisers continue to debate the FCA’s new Consumer Duty, what lessons can be applied to this from Sipps’ colourful regulatory history?
Source: moneymarketing.co.uk
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A closer look at the FCA's Consumer Duty
Malaika Jawed takes a closer look at the FCA's Consumer Duty
Source: professionaladviser.com
The UK's Financial Conduct Authority has proposed a heightened Consumer Duty on regulated firms | Eversheds Sutherland (US) LLP
In December 2021, the United Kingdom’s Financial Conduct Authority (FCA) issued a consultation paper publishing a revised proposed new Consumer Duty that would govern FCA-regulated...
Source: jdsupra.com
UK Consumer Financial Protections
UK‘s Financial conduct authority FCA published a consultation paper proposing there would be a new consumer duty. The central proposition is that a firm must deliver good outcomes for consumers which is then supplemented by additional requirements.
Source: natlawreview.com
UK Financial Regulatory Update: Developments and Potential Impacts for Financial Services Firms and Other Financially Regulated Businesses | Orrick, Herrington & Sutcliffe LLP
The turn of a new year has brought new UK regulatory developments that have the potential to significantly impact financial services and other financially regulated businesses. This...
Source: jdsupra.com