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Advised on defined benefit transfers? How to get ready for redress

The legacy of the British Steel Pension Scheme rumbles on, so how should firms with potential redress payments to pay prepare for what’s coming? ....

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Setting Up A MiFID Firm In Ireland - Tax

Full Ownership structure chart;
Pre-Approval Controlled Functions for board members and senior
staff, including whether these individuals have previously been
approved by the CBI (Board and Senior Management);
Number of FTE employees, whether any are shared with other
group entities; and
Staff Organisational Chart with reporting lines.
7
Regulatory capital, own Funds Requirements, and Operational
funding levels;
Turnover (total income/revenue generated) for first 3
years;
Profitability; and
Sources of Regulatory and Share Capital/Funding.
The KFD must clearly and precisely address each point. The CBI
will review the completed KFD and revert to the applicant firm in
writing with any comments. If the KFD does not contain, or is ....

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Asset Management In Ireland: 2021 - A Year In Preview - Finance and Banking

Preparation for entry into force of the Taxonomy
Regulation
Preparation for entry into force of periodic reporting
obligations and Level 2 Measures under the SFDR
The Cross Border Distribution Regulation sets down specific
conditions that all marketing communications addressed to investors
must comply with. These include an obligation to ensure that all
information contained in marketing communications is fair, clear
and not misleading and does not contradict or diminish the
significance of information contained in the fund prospectus. They
must also provide investors with a hyperlink to a summary of
investor rights. Marketing communications
18 will
also need to comply with ESMA s finalised guidelines on ....

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