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OSC publishes 2023 Corporate Finance Branch Report

TORONTO, Dec. 7, 2023 /CNW/ – The Ontario Securities Commission (OSC) today published its annual Corporate Finance Branch Report, an important resource to help issuers and their advisors with their reporting obligations. “Engagement with our stakeholders continues to be a critical component of our work. This report is one aspect of our ongoing communications regarding […] ....

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Ontario Securities Commission Appoints Sonny Randhawa As Executive Director - Structural Change Supports Newly Expanded OSC Mandate, Strengthens Organizational Foundation

<p><span>Ontario Securities Commission (OSC) Chair and CEO Grant Vingoe </span><a href="https://www.osc.ca/en/about-us/role-osc/osc-organization-and-leadership" data-entity-uuid="7a58d643-5369-4166-97ba-b229af734b8b" data-entity-type="node" data-entity-substitution="document node">announced today</a><span> the appointment of Sonny Randhawa as an acting Executive Director.</span></p> ....

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The OSC Corporate Finance Branch’s annual report provides an overview of its operational and policy work for fiscal 2021, providing timely guidance for market participants. ....

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Ontario Securities Commission Seeks Input On Potential Anti-Competitive Practices In Ontario's Capital Markets

<p><span>The Ontario Securities Commission (OSC) is </span><a href="https://www.osc.ca/en/securities-law/instruments-rules-policies/3/33-753/osc-staff-notice-33-753-osc-consultation-tied-selling-and-other-anti-competitive-practices-capital" data-entity-uuid="406232be-33ba-4cc9-be58-c3c5b63f6d04" data-entity-type="node" data-entity-substitution="document node">seeking input</a><span> </span><span>on potential anti-competitive practices in Ontario’s capital markets. In particular, the OSC is seeking submissions on the practice of tied selling – the tying of capital market and commercial lending services, including where a commercial lender requires a client to retain the services of an affiliated investment dealer for their capital raising and advisory needs, as a condition in a commercial lending transaction.</span></p> ....

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Ontario Securities Commission Publishes 2021 Corporate Finance Branch Report

<p><span>The Ontario Securities Commission (OSC) today published its annual </span><a href="https://www.osc.ca/en/securities-law/instruments-rules-policies/5/51-732/osc-staff-notice-51-732-corporate-finance-branch-2021-annual-report" data-entity-uuid="225d48d6-45c9-4064-82de-6113ae5821c6" data-entity-type="node" data-entity-substitution="document node">Corporate Finance Branch Report</a><span>, an important resource to help issuers and their advisors with their reporting obligations.</span></p> ....

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