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Securities and Exchange Commission SEC voted to propose new rule 2064-9 under the Investment Advisers Act of 1940 Advisers Act and 38a-2 under the Investment Company Act of 1940 collectively the Proposed Rules to address cybersecurity risks.
Securities and Exchange Commission SEC voted to propose new rule 2064-9 under the Investment Advisers Act of 1940 Advisers Act and 38a-2 under the Investment Company Act of 1940 collectively the Proposed Rules to address cybersecurity risks.
In today’s asset management landscape, cybersecurity threats are omnipresent, and with constantly evolving tools of attack, actual breaches have become increasingly prevalent. As the...
The SEC recently proposed a series of new rules and amendments (the Proposed Rules) under the Investment Advisers Act of 1940 and the Investment Company Act of 1940 concerning cybersecurity risk...
The Securities and Exchange Commission (“SEC”), under Chairman Gary Gensler, continues to propose rules at a rapid pace. Three of the most recent proposed rules would significantly...