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SEC Issues Risk Alert Related to Security Based Swap Dealers

SEC Issues Risk Alert Related to Security Based Swap Dealers
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SEC Adopts New Advisers Act Rules for Private Fund Advisers | Troutman Pepper

On August 23, the Securities and Exchange Commission (SEC) adopted new rules (Adopting Release) for private fund advisers under the Investment Advisers Act of 1940, as amended (Advisers...

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July 2023 Regulatory Update and Recent SEC Actions

July 2023 Regulatory Update and Recent SEC Actions
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

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Regulatory Update and Recent SEC Actions - July 2023 | Blank Rome LLP

REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced the appointment of Deborah J. Jeffrey as...

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Examining The Crypto Road Ahead: Will ECON Kill MiCA In Europe?

In a remarkable twist of events, the European Parliament Committee on Economic and Monetary Affairs (ECON) has proposed alterations to the fundamental principles of the recently unveiled MiCA regulations, which comes as quite a surprise.

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Pro days, free agency reunions, best rules change proposals

Doug Farrar and Kyle Madson discuss pro days, best available free agents, and NFL rules proposals in this week's "4-Down Territory."

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SEC Proposes Rules To Enhance Order Competition | Perkins Coie

The U.S. Securities and Exchange Commission (SEC or the Commission) proposed amendments on December 14, 2022, to Regulation National Market System (NMS) that, if adopted, would...

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SEC Proposes Rule Updates Intended to Prevent Misleading or Deceptive Fund Names | ArentFox Schiff

On May 25, the US Securities and Exchange Commission (SEC) proposed amendments to enhance and modernize Section 35(d) of the Investment Company Act, known as the “Names Rule,” to...

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