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SEC Charges Newell With Misleading Disclosure And Control Failures - Vimarsana News

SEC Charges Newell With Misleading Disclosure And Control Failures

In this settled action, the SEC charged Newell Brands and its former CEO with providing misleading disclosure about a prominently featured non-GAAP financial measure—“core sales,” a key NGFM...

Are Springing Penalties A Thing? SEC Charges Plug Power With Accounting, Reporting And Control Failures - Vimarsana News

Are Springing Penalties A Thing? SEC Charges Plug Power With Accounting, Reporting And Control Failures

, the provisions requiring ICFR and DCP. As noted above, Plug undertook to [f]ully remediate its material weakness in ICFR, and ineffective DCP, within one year; to publicly disclose, within one year,...

McDonald's Court Dismisses Caremark Claims Against Directors - Vimarsana News

McDonald's Court Dismisses Caremark Claims Against Directors

Here we have another in a string of McDonald's cases-all of them arising out of workplace misconduct at McDonald's, none even dipping its toe into employment law. First, you'll remember, there were... | March 28, 2023

Insider Trading Under The Corporate Securities Law - Vimarsana News

Insider Trading Under The Corporate Securities Law

Last summer, the Securities and Exchange Commission charged yet another corporate insider, Matthew Panuwar, with insider trading. This case was unusual because Mr. Panuwar did not trade in the securities of his employer, Medivation, or its yet-to-be announced acquiror.

Insider Trading Under The CSL - There Is No Shadow Of Turning With Thee | Allen Matkins - Vimarsana News

Insider Trading Under The CSL - There Is No Shadow Of Turning With Thee | Allen Matkins

Last summer, the Securities and Exchange Commission charged yet another corporate insider, Matthew Panuwar, with insider trading.  This case was unusual because Mr. Panuwar did not...