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SEC Charges Virtu for False and Misleading Disclosures Relating to Information Barriers

Published: September 13, 2023

Virtu broker-dealer also charged with failure to establish, maintain, and enforce policies and procedures to protect sensitive customer information Washington D.C. - The Securities and Exchange...

Source: marketscreener.com

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United StatesNew YorkAlexandram ArangoGurbirs GrewalDavida BeckerJames CarlsonJoseph SansoneDamon TaaffeDavid BennettPaul KimJames ConnorCarolynm WelshhansExchange CommissionUs District CourtVirtu AmericasEnforcement DivisionSecurities ExchangeDivision Of EnforcementVirtu Financial IncDivision Of ExaminationsAssociate DirectorSouthern DistrictSecurities ActSecurities Exchange ActMarket Abuse Unit