SIFMA Welcomes Proposed Submission of Electronic SEC Filings
The proposal aims to save time and resources for both registrants and the SEC.
Source: tradersmagazine.com
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Statement On Best Execution Proposal, SEC Chair Gary Gensler, Dec. 14, 2022
<p><span>Today, the Commission will consider a proposal to establish a Commission rule setting forth a best execution standard and accompanying framework for broker-dealers. I am pleased to support this proposal because, if adopted, it would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best execution when trading securities, whether equities, fixed income, options, crypto security tokens, or other securities.</span></p>
Source: mondovisione.com
Statement On The Fixed Income Market Structure Advisory Committee, SEC Chairman Jay Clayton, Dec. 21, 2020
Statement On The Fixed Income Market Structure Advisory Committee, SEC Chairman Jay Clayton, Dec. 21, 2020 Date 21/12/2020 Today, the Division of Trading and Markets released its staff report on the Fixed Income Market Structure Advisory Committee’s work over the past year. I would like to sincerely thank the Committee members and the SEC staff for their hard work and very meaningful contributions to the Commission. As is evident from each of the annual staff reports on the Committee’s work,[1] the Committee’s esteemed members have made tremendous efforts in advising the Commiss...
Source: mondovisione.com