SIFMA Welcomes Proposed Submission of Electronic SEC Filings
The proposal aims to save time and resources for both registrants and the SEC.
Source: tradersmagazine.com
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Statement On Enhanced Cybersecurity or Market Entities, SEC Chair Gary Gensler, March 15, 2023
<p><span>Today, the Commission is considering a proposal on cybersecurity practices for broker-dealers, clearinghouses, and other market entities. I am pleased to support this proposal because, if adopted, it would set standards for these market entities’ cybersecurity practices.</span></p>
Source: mondovisione.com
Statement On Rules To Increase Transparency Of Short Sale Activity, SEC Chair Gary Gensler, Feb. 25, 2022
<p><span>Today, the Commission unanimously voted to propose rules and amendments to broaden the scope of short sale-related data available to the investing public and to regulators. I am pleased to support this proposal because, if adopted, it would strengthen transparency of an important area of our markets that would benefit from greater visibility and oversight.</span></p>
Source: mondovisione.com
Statement Of Support – Modernization Of Filing Fees And Payment Methods, SEC Chair Gary Gensler, Oct. 13, 2021
<p><span>Today, the Securities and Exchange Commission adopted amendments to modernize filing fee disclosure and payment methods. The Commission voted unanimously to modernize how filing fees are reported, calculated, and paid. I am pleased to support this final rule. It will allow the Commission and filers to more efficiently process certain forms and will provide easier and lower-cost options for payment of fees related to those forms.</span></p>
Source: mondovisione.com