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Secretary Morales' Securities Division files action against Zionsville-based medical device company - Vimarsana News

Secretary Morales' Securities Division files action against Zionsville-based medical device company

Published: February 28, 2024

INDIANAPOLIS - The Indiana Securities Division has issued a Cease & Desist Order against the medical device company VoCare, Inc. and several of its officers, including Steven R. Peabody, Mary Zappia, and Scott Kane- prohibiting it from engaging in further offers or sales of unregistered secu ...

Source: wbiw.com
Related Topics:
United StatesStevenr PeabodyScott KaneDiego MoralesMary ZappiaVocare IncIndiana Securities DivisionSecurities DivisionSecretary DiegoDesist OrderIndian Uniform SecuritiesDesist PetitionIndiana Securities CommissionerIndiana Secretary
Secretary of State Diego Morales announced action against Carmel based financial planner - Vimarsana News

Secretary of State Diego Morales announced action against Carmel based financial planner

Published: January 24, 2024

INDIANAPOLIS – The Indiana Securities Division has issued an Order of Cease and Desist against Alexander Joyce and his related business entities, Rejoice Financial and Rejoyce Wealth Management and Investment Adviser Joel Parady.  The Cease and Desist Petition alleges that Alexander Joyce, ...

Source: wbiw.com
Related Topics:
United StatesAlexander JoyceDiego MoralesJoel ParadySecurities DivisionIndiana Securities DivisionRejoice FinancialRejoyce Wealth ManagementInvestment Adviser JoelDesist PetitionIndiana Uniform Security ActInvestment Advisor RepresentativeIndiana SecretaryState DiegoInvestment AdvisorsState Securities Division