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The U.S. Securities and Exchange Commission (“SEC”), in a couple of recent settled actions, continues to warn companies that the practice of requiring departing employees to sign...
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.
The Commodities Futures Trading Commission announces charges and settlements with three companies that may mean very bad news for all DeFi operations doing business with U.S. citizens.
The U.S. SEC charged Impact Theory, a Los Angeles-based media and entertainment company, on Monday with offering unregistered securities in the form of NFTs.
Deniability perfectly built into the meeting. black: they said they wanted us not to take the enforcement action against lincoln savings. the only thing that got them to back off is when we finally said, "we're making criminal referrals. you're going to bat for criminals." mitchell: now awaiting trial on charges of criminal fraud, keating has refused to testify to the senate. mccain: was there something wrong with five senators meeting? yes, it's a bad appearance. but the real question is, did john mccain abuse his office? the evidence indicates clearly "no." brinkley: the keating five became ...