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The SEC has, for many years, used broker-dealer and associated persons’ failure to create and maintain books and records as a basis for the imposition of serious penalties. In recent...
About the dangers of policing. that's the nature of policing itself, and that's why you need a particular type of person to engage in this profession. additionally, let's look at what aggressive is. for policing to have devolved to where you quantify by aggression rates is quite disturbing. what happened to the service model and where are our priorities as a nation? is police work for enforcement based, more mill titarized or it more about providing service? we need to answer that question and decide where we're moving in the future. but let's not behave as if these are poor victims who are se...