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CFTC Orders The Options Clearing Corporation To Pay A $5 Million Penalty For Violations Of Core Principles And Regulations Related To Operational Risk Management

<p><span>The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against The Options Clearing Corporation (OCC), a Chicago-based CFTC-registered derivatives clearing organization (DCO).</span><a id=" Hlk127440561" name=" Hlk127440561">&nbsp;</a><span>The order finds the respondent failed to establish, implement, maintain and enforce certain policies and procedures reasonably designed to manage the operational risks related to its automated systems in violation of the Commodity Exchange Act (CEA) and related CFTC regulations.&nbsp;&nbsp;</span></p> ....

United States , Gretchen Lowe , Julie Mohr , Scott Williamson , Robert Howell , Theodore Polley , August Imhoff , Allison Passman , Clearing Fund Methodology , Division Of Clearing , Clearing Fund , Division Of Enforcement , Exchange Commission , Commodity Futures Trading Commission , Commodity Exchange Act , Options Clearing Corporation , Enforcement Gretchen , Clearing Member , Stress Testing , Liquidity Risk Management Description , Arket Surveillance , Lost Trade ,

CFTC Charges Avraham Eisenberg With Manipulative And Deceptive Scheme To Misappropriate Over $110 Million From Mango Markets, A Digital Asset Exchange - First CFTC Oracle Manipulation Case On "Decentralized Exchange"

<p><span>The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Southern District of New York charging&nbsp;<span>Avraham Eisenberg</span>&nbsp;with a fraudulent and manipulative scheme to unlawfully obtain over $110 million in digital assets from a&nbsp;</span><span>purported decentralized digital asset exchange. This is the CFTC&rsquo;s first enforcement action for a fraudulent or manipulative scheme involving trading on a supposed decentralized digital asset platform, and its first involving a scheme that is sometimes called &ldquo;oracle manipulation.&rdquo;&nbsp;</span></p> ....

New York , United States , Gretchen Lowe , Jack Murphy , Manalm Sultan , Jake Mermelstein , Trevor Kokal , Lenel Hickson Jr , Avraham Eisenberg , Exchange Commission , Commodity Futures Trading Commission , Customer Protection Fund , Whistleblower Office , Commodity Exchange Act , Division Of Enforcement , Us District Court , Southern District , Acting Director , Enforcement Gretchen , Mango Markets , Lenel Hickson , Protection Fund , Digital Asset , Arket Surveillance ,

CFTC Pursues Enforcement Action Against Perpetrator Who Allegedly Plundered A Decentralized Digital Asset Exchange

CFTC Pursues Enforcement Action Against Perpetrator Who Allegedly Plundered A Decentralized Digital Asset Exchange
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New York , United States , Gretchen Lowe , Avraham Eisenberg , Commodity Futures Trading Commission , Commodity Exchange Act , Us District Court , Southern District , Mango Markets , Acting Director , Enforcement Gretchen ,