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U.S. House passes bill to force SEC to redefine small businesses

Published: June 2, 2023

Proponents of the House of Representatives legislation argue that new regulations often fall disproportionately on financial planners that don't have formal compliance and legal departments.

Source: financial-planning.com

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United StatesAnn WagnerNeil SimonExchange CommissionInvestment Adviser AssociationFinancial Services Subcommittee On CapitalEntity Update ActRegulatory Flexibility ActFinancial Services SubcommitteeCapital MarketsSmall Entity Update ActPolitics And PolicyRegulatory ReformIndustry News