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The SEC chair testified about the SEC’s regulatory agenda, which includes the swing pricing proposal, to the Senate Banking, Housing and Urban Affairs Committee on September 12.
Opponents say the proposed regulation on mutual funds would create a two-tiered system that disadvantages retail and retirement investors.
Executives at Fidelity Investments and Amundi U.S. said providing choice to clients includes ESG, as long as there's demand for it.
SEC Rules and Amendments - Liquidity Rule Amendments: Interval Funds to the Rescue? On November 2, 2022, the Securities and Exchange Commission (SEC) voted...
A bipartisan bill would direct the SEC to allow regulated entities to deliver required documents to investors electronically as the default option.