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California Proposes Adopting IAR Continuing Education Model Rules | Morrison & Foerster LLP

Published: December 16, 2022

The California Department of Financial Protection and Innovation (DFPI) has proposed to adopt rules that would require investment adviser representatives (IARs) to complete 12 credit...

Source: jdsupra.com

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United StatesRhode IslandSouth CarolinaMorrison Foerster LlpAmerican Securities Administrators AssociationCalifornia Department Of Financial ProtectionMorrison FoersterCalifornia DepartmentFinancial ProtectionProfessional ResponsibilityModel RuleEthics Content