Ropes & Gray's Investment Management Update August – September 2023 - Fund Finance
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.
Source: mondaq.com
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The SEC Staff Takes On ESG Investing | Morgan Lewis
To embed, copy and paste the code into your website or blog: In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting observations made during recent examinations of investment advisers and funds (both registered and private) engaged in ESG investing. The Risk Alert[1] highlights certain deficiencies and internal control weaknesses observed by the staff, as well as observations regarding what the staff viewed as effective practice...
Source: jdsupra.com