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What Advisors Should Know About Giving Rollover Advice After January 31, 2022 | Foreside

Published: December 3, 2021

Almost a year ago the Department of Labor (DOL) adopted Prohibited Transaction Exemption 2020-02 (“PTE 2020-02”). PTE 2020-20 allows investment advisors and broker-dealers to receive...

Source: jdsupra.com

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