Financial planner cops 4-year ban for best interests breach
Financial planner cops 4-year ban for best interests breach Financial planner cops 4-year ban for best interests breach The corporate regulator has banned a Tasmanian adviser who breached the best interests duty from financial services for four years. A A In a statement, ASIC said Hobart adviser Hannah Jennings had been banned from providing financial services, carrying on a financial services business and controlling an entity that carries on a financial services business for four years, as of 1 April this year. An investigation had found that advice Ms Jennings provided around gearing had ...
Source: ifa.com.au
