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The late summer saw the U.K. Financial Conduct Authority issue a “Dear CEO Letter” (the Letter) setting out its Alternatives Supervisory Strategy FCA Portfolio Letter: Our...
<p><span>The PRA and FCA (together, the 'Authorities') joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action. The investigations, which began in 2016, were in response to Andrew Green QC’s November 2015 report into the reasonableness of the scope of the FSA’s enforcement investigations in relation to the failure of HBOS (the 'Green Report'). </span></p>
Complimentary tickets to Wimbledon men's tennis finals, the Monaco Grand Prix and Chelsea and Tottenham Hotspur football matches made up a £215,000 entertainment package provided by...
<p><span>The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case brought by the FCA in relation to cum-ex trading and the largest fine so far. This reflects the multiple examples of serious misconduct over a lengthy period.</span></p>
Twitter had recently submitted a list of over 80 accounts and tweets that it has blocked based on a request from the government in 2021.