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Statement Of CFTC Commissioner Kristin N. Johnson In Support Of Final Rule Adopting Amendments To Large Trader Position Reporting Requirements

Statement Of CFTC Commissioner Kristin N. Johnson In Support Of Final Rule Adopting Amendments To Large Trader Position Reporting Requirements
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Paul-chaffin , Jason-smith , Owen-kopon , Commodity-exchange-act , Commission-regulation , Division-of-market-oversight , Division-of-data , Commodity-futures-trading-commission , Large-trader-reporting-requirements , Final-rule , Financial-information , Xchange-markup-language

Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Large Trader Reporting Rule

Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Large Trader Reporting Rule
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Daniel-prager , Jason-smith , Vince-mcgonagle , Owen-kopon , Paul-chaffin , James-fay , Division-of-data , Division-of-market-oversight , Office-of-data , Large-trader-reporting-rule , Chase-lindsay , Nora-flood

CFTC Statement Of Commissioner Kristin N. Johnson Regarding Final Rulemaking On Swap Confirmation Requirements For Swap Execution Facilities

CFTC Statement Of Commissioner Kristin N. Johnson Regarding Final Rulemaking On Swap Confirmation Requirements For Swap Execution Facilities
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Roger-smith , Commission-part , Commodity-exchange-act , Market-participants-division , Division-of-market-oversight , Dodd-frank-wall-street-reform , Consumer-protection-act , Dodd-frank-act , Swap-confirmation-requirements , Swap-execution-facilities , Final-rule , Proposed-rulemaking

Statement Of CFTC Commissioner Summer K. Mersinger In Support Of Final Rulemaking On Confirmation Requirements For Swap Execution Facilities

Statement Of CFTC Commissioner Summer K. Mersinger In Support Of Final Rulemaking On Confirmation Requirements For Swap Execution Facilities
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United-states , American , Roger-smith , Commission-rule , Economist-office , Division-of-market-oversight , Support-annex , Market-oversight , General-counsel , Chief-economist , Core-principles , Swap-execution-facilities

UK Financial Conduct Authority: Larry Barreto And Tassib Hussain Sentenced For Mortgage Fraud

UK Financial Conduct Authority: Larry Barreto And Tassib Hussain Sentenced For Mortgage Fraud
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Tassib-hussain , Larry-barreto , Southwark-crown-court , With-mr-barreto , Joint-executive-director , Market-oversight ,

UK Financial Conduct Authority: Stuart Bayes Found Guilty Of Insider Dealing

UK Financial Conduct Authority: Stuart Bayes Found Guilty Of Insider Dealing
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United-kingdom , British , Steve-smart , Stuart-baye , Jonathan-swann , Group-plc , British-polythene-industries , Joint-executive-director , Market-oversight ,

FCA fines firm for British Steel Pensions advice

FCA fines firm for British Steel Pensions advice
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United-kingdom , British , William-hofstetter , Arthur-cobill , Financial-services-compensation-scheme , Inspirational-financial-management-ltd , British-steel-pension-scheme , Joint-executive-director , Market-oversight ,

UK Financial Conduct Authority Fines Financial Advice Firm And Bans Arthur Cobill And William Hofstetter For British Steel Pension Scheme Advice And Oversight Failings

UK Financial Conduct Authority Fines Financial Advice Firm And Bans Arthur Cobill And William Hofstetter For British Steel Pension Scheme Advice And Oversight Failings
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United-kingdom , British , Arthur-cobill , William-hofstetter , Financial-services-compensation-scheme , British-steel-pension-scheme , Joint-executive-director , Market-oversight , Inspirational-financial ,

FCA fines IFA £900,000 for British Steel Pension advice

FCA fines IFA £900,000 for British Steel Pension advice
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United-kingdom , British , Arthur-cobill , William-hofstetter , Financial-services-compensation-scheme , Financial-conduct-authority , Inspirational-financial-management , British-steel-pension-scheme , Joint-executive-director , Market-oversight ,

UK Financial Conduct Authority To Improve Pace And Transparency Around Enforcement Cases

UK Financial Conduct Authority To Improve Pace And Transparency Around Enforcement Cases
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United-kingdom , Steve-smart , Executive-director , Market-oversight , Executive-director-enforcement ,