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The U.S. Securities and Exchange Commission (SEC) has adopted Rule 10D-11 and other rule amendments (Final Rules) as required by Section 10D of the Securities Exchange Act of 1934...
On January 13, 2022, the Securities and Exchange Commission (the "SEC") proposed several rule and form amendments to address potentially abusive practices relating to the use of Rule 10b5-1...
On January 13, 2022, the Securities and Exchange Commission (the “SEC”) proposed several rule and form amendments to address potentially abusive practices relating to the use of Rule...
The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022.
On December 16, 2022, the Board of Governors of the Federal Reserve System (the "Board") adopted a final rule (the "Final Rule") to implement the Adjustable Interest Rate...