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We continue our exploration of the SAP Foreign Corrupt Practices Act (FCPA) enforcement action. Today we go full geek in a look at the fine and penalty and most importantly what the...
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,...
Welcome to the latest issue of Bracewell's FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement...
In first disciplinary action under Reg BI, FINRA fined broker $5,000, issued a six-month suspension from allegations broker engaged in excessive trading for outsized commissions. FINRA released Regulatory Notice 22-20 changing Sanctions Guidelines.
Sau khi Mỹ và Đài Loan ngày 25/3 ký “Biên bản ghi nhớ về Hợp tác tuần tra biển Mỹ - Đài Loan“, sáng 10/8, tàu của hai bên đã lần đầu tiên tổ chức cuộc tập trận chung ở ngoài khơi Hoa Liên cách bờ 28 hải lý.