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On May 25, 2022, the SEC proposed amendments to Rule 35d-1, the fund “Names Rule,” (Names Rule Amendments) and, separately, proposed amendments to several rules and forms that would...
On May 25, 2022, the SEC adopted in a 3-1 vote proposed rules and forms amendments to require specific disclosure of funds’ and investment advisers’ use of environmental, social and...
On May 25, 2022, the SEC adopted in a 3-1 vote proposed rules and forms amendments to require specific disclosure of funds' and investment advisers' use of environmental, social and governance (ESG) factors...
SEC proposal contemplates disclosure requirements based on certain categories of ESG investment strategies with the level of detail required of any given fund or adviser dependent on the extent to which ESG factors are considered in investment decision-making
The Securities and Exchange Commission proposed amendments to rules, reporting forms, to give investors more information about registered funds that incorporate environmental, social, and governance ESG factors into their investment selection processes.