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SEC's Mute Stance on Ether Classification was Misleading, Says Patrick McHenry

SEC's Mute Stance on Ether Classification was Misleading, Says Patrick McHenry
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Eleanor-terrett , Patrick-mchenry , House-financial-services-committee , House-financial-services-committee-chairman , Chair-gensler ,

Consensys: US SEC Chairman Gary Gensler All Along Believed Ethereum Was Security

Consensys: US SEC Chairman Gary Gensler All Along Believed Ethereum Was Security
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Landmark Rules Ask Companies to Grapple With Climate Risk Very Publicly

What the SEC rule and other guidelines mean for investors and companies, big and small.

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SEC Issues Risk Alert Related to Security Based Swap Dealers

SEC Issues Risk Alert Related to Security Based Swap Dealers
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Investment Management Legal And Regulatory Update - April 2024 - Financial Services

The SEC announced on February 28, 2024 that William Birdthistle, the Director of the Division of Investment Management, would leave the SEC effective March 8, 2024...

Chicago , Illinois , United-states , William-birdthistle , Natasha-vij-greiner , James-madison-university , Division-of-investment , Money-laundering-program , Catholic-university-of-america , Financial-crimes-enforcement-network-fin , Chicago-regional-office , Division-of-examinations

Republicans Criticize SEC Climate Rule in House Finance Hearing

Republicans Criticize SEC Climate Rule in House Finance Hearing
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A Tale Of Two Regulators: The SEC And FCA Address AI Regulation For Private Funds - Securities

2023's excitement for generative artificial intelligence (AI) prompted the SEC to respond on multiple fronts – stump speeches, rulemaking, new exam priorities...

United-kingdom , Gary-gensler , Division-of-examinations , Division-of-enforcement , United-kingdom-financial-conduct-authority , Division-examination-priorities , Financial-services-markets , Financial-conduct-authority , Senior-managers , Certification-regime , Predictive-analytics-rules , Chair-gensler

'What Are We Waiting for'? SEC Commissioner Hester Peirce Discusses Moving Crypto Regulation Foward

'What Are We Waiting for'? SEC Commissioner Hester Peirce Discusses Moving Crypto Regulation Foward
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Highlights from SEC Speaks 2024: Chair/Commissioner Remarks and Litigation and Enforcement Trends | Vedder Price

Highlights from SEC Speaks 2024: Chair/Commissioner Remarks and Litigation and Enforcement Trends | Vedder Price
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SEC Sanctions Morgan Stanley for Leaking Non-Public Information

SEC Sanctions Morgan Stanley for Leaking Non-Public Information
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