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On August 23, the Securities and Exchange Commission (SEC) adopted new rules (Adopting Release) for private fund advisers under the Investment Advisers Act of 1940, as amended (Advisers...
On February 9, by a vote of three to one, the Securities and Exchange Commission (SEC) proposed five sweeping new rules governing private funds.
On February 9, the Securities and Exchange Commission (SEC) proposed numerous new rules and amendments to existing rules and Form ADV under the Investment Advisers Act of 1940, as...
On February 9, the SEC proposed five sweeping new rules governing private funds. Some of the proposals would apply only to advisers who are registered or required to be registered; other proposals would apply to all advisers, even those exempt from registration.