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SEC Charges Company With Whistleblower Retaliation And Impeding Reporting - Securities

Published: June 23, 2023

On May 23, 2023, the US Securities and Exchange Commission (SEC) issued an Order Instituting Proceedings (Order) reflecting a $2 million settlement with Gaia, Inc. (Gaia or the Company)...

Source: mondaq.com

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United StatesDan HawkeChristian SchultzPhiladelphia Regional OfficeCommittee Of The Board DirectorsGaia IncEnforcement DivisionSecurities ExchangeExchange CommissionCompany InvestigationDivision Of EnforcementExchange Act RuleOrder Instituting ProceedingsSecurities Exchange ActExchange ActRemediate InternalFresh LookCare When Making Employment Decisions RelatedGaia OrderAward MeansWill ProtectSenior OfficerMarket AbuseAssistant Chief Litigation CounselSecurities Enforcement