The (Possible) Benefit Of Self-Reporting And Internal Discipline | Ulmer & Berne LLP
To embed, copy and paste the code into your website or blog: Historically, one of the surest ways to get yourself permanently barred from the industry is to forge a customer’s signature on something. According to the pertinent Sanction Guideline, at a minimum, a forgery, that is, a true forgery – a signature that is neither authorized nor subsequently ratified by the customer – should result in suspension of two months to two years, but, where the forgery is “in furtherance of another violation, result[s] in customer harm or [is] accompanied by significant aggravating factors,” ...
Source: jdsupra.com