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The Karnataka High Court has held that there is no blanket prohibition which is imposed as regards sanction of construction plan on a plot measuring less than 50 sq. metres under the Bangalore...
/PRNewswire/ -- CFP Board of Standards (CFP Board) announced today that its Board of Directors has issued proposed revised Sanction Guidelines and Fitness...
Registered entities continued to be a significant focus of the US Securities and Exchange Commission’s (SEC’s or Commission’s) enforcement and rulemaking programs in 2022, and we expect...
Updates in the financial world this month include SEC advertising rules, NYC Wage Transparency Law Compliance, SEC Electronic Recordkeeping Rule, SEC Proposes New Rule Governing Outsourcing by Investment Advisers, and Rules for Reporting and Advertising by Investment Companies.
FINRA’s recent overhaul of its Sanction Guidelines is the largest and most significant in two, if not three, decades. It would be quite the understatement to say that the time had come...