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Gino DeRango

Published: February 24, 2023

Gino DeRango is a senior vice president of Axos Advisor Services, a custodian and financial services company for registered investment advisors.

Source: financial-planning.com

Related Topics:

United StatesGino DerangoAxos Advisor ServicesGoldman Sachs

Top headaches for RIAs if the SEC's outsourcing rule is enacted

Published: February 24, 2023

In addition to voluminous recordkeeping, due diligence and expense, what constitutes a "covered function" may vary from firm to firm.

Source: financial-planning.com

Related Topics:

Hester PeirceGino DerangoAxos Advisor ServicesAxos AdvisorRecordkeeping RulePractice And Client ManagementLaw And RegulationClearinghouses CustodiansCustody ServicesCyber Security