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Recent SEC Actions Against Investor Exploitation - Vimarsana News

Recent SEC Actions Against Investor Exploitation

Published: January 9, 2023

One result of Quantitative Easing has been search for better investment returns. Rediscovery of inflation by Federal Open Market Committee of Federal Reserve Board of Governors has resulted in increases in federal fund rate, but investors have been bold in placing bets.

Source: natlawreview.com
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United StatesState Of TexasHouston DivisionGregoryk WomackTed LarsonAshish NegandhiChristopherr BentleyBellatorum ResourcesWomack Investment Advisers IncDivision Of EconomicOklahoma Department Of SecuritiesExchange CommissionAngel Oak Capital AdvisorsSecurities ExchangeQuantitative EasingFederal Open Market CommitteeFederal Reserve SystemTreasury NoteWestern DistrictWomack Investment AdvisersInternal Revenue CodeOklahoma DepartmentSecurities ActAccredited InvestorAccredited Investor
CFP Board Imposes Interim Suspension on Gregory K. Womack of Edmond, Oklahoma - Vimarsana News

CFP Board Imposes Interim Suspension on Gregory K. Womack of Edmond, Oklahoma

Published: November 4, 2022

/PRNewswire/ -- Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP® certification...

Source: prnewswire.com
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United StatesGregoryk WomackFinancial Industry Regulatory Authority IncHearing PanelWomack Investment Advisers IncBoard Appeals CommissionUs District CourtExchange CommissionEthics CommissionA Hearing PanelFinancial Planner BoardInterim Suspension OrderProcedural RulesWomack Investment AdvisersGreneco OfferingsInvestment Advisers ActSecurities ActWestern DistrictAppeals CommissionFinancial Industry Regulatory AuthorityInvestment Adviser Public DisclosureProfessional ConductProfessional ResponsibilityFinancial Planning PracticeAdministrative Order